View 2010-2011 programs »
School Session
May 22-27, 2011 »
At Christian Brothers University,
Memphis, Tennessee
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View 2010-2011 programs » |
39th
Annual Graduate School Session May 22-27, 2011 » At Christian Brothers University, Memphis, Tennessee |
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Compliance
Programs: Lending,
BSA/AML, and Operations Compliance
Two Programs, Three Days October 26-28, 2010
Attend one or both sessions of this three-day program and receive the latest information on compliance issues impacting your bank. Day One covers Lending Compliance, Day Two focuses Bank Secrecy Act/Anti-Money Laundering, and Day Three (half-day) concentrates on Operations Compliance. CPE credit is available
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| Registration Fees | Lending Compliance |
BSA/AML/Operations/Deposit Compliance |
Attend All Three Days |
| Per person | $295 | $400 | $695 |
Enrollment will be limited to 40 participants to
ensure greater interaction with the instructor.
Audience: Compliance Officers,
Internal Auditors, BSA Officers, Risk Managers, COOs, all other compliance
personnel – regardless of prior training or experience.
Location: All
sessions will be held in the Montesi Executive Center located on the second
floor of Buckman Hall on the Christian Brothers University campus in Memphis.
Housing: A
block of rooms at a discounted rate will be available at the Holiday Inn
University of Memphis, located on Central Avenue a short drive from CBU. The
phone number to book a room is 901-678-5410. To insure the discounted
rate, give the booking agent the event name Barret School of Banking.
Instructor
– Charles
"Chuck" Lewis
Chuck, who began his banking career over
25 years ago, was recently President of UMB Consulting Services, Inc.,
a subsidiary of UMB Financial Corporation. For nearly 20 of those
years, he was Director of Regulatory Services for UMB and was responsible
for compliance management for over 150 branch locations.
As President of UMB Consulting Services, Inc., Chuck provided assistance to correspondent banks in the area of compliance management, education and training, management consulting, and database management.
In the fall of 2006, Chuck became Director for Risk Management Services for RSM McGladrey, Inc. in Kansas City.
A Certified Regulatory Compliance Manager, Chuck frequently speaks at programs sponsored by the American Bankers Association and numerous state banking associations. In 2004, he received the Distinguished Service Award at the ABA’s Regulatory Compliance Conference, which is presented to recognize outstanding leadership, initiative, and accomplishment in the banking regulatory compliance management profession. He is a past member of the ABA’s Executive Compliance Committee and Missouri Bankers Association’s Compliance Task Force Committee, and a current faculty member for the Barret School of Banking (Memphis), the Schools of Banking in Nebraska, the Missouri School of Banking and the Graduate School of Banking in Wisconsin. He is the past chairman and current director of the American Institute of Banking Midwest.
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