Compliance Programs


Oct 22-24,


Lending Compliance and Operations/Deposit and BSA/AML Compliance. Attend one or both sessions of this three-day program and receive the latest information on compliance issues impacting your bank.

Enrollment will be limited to ensure greater interaction with the instructor. Day one (seven hours) covers Lending Compliance, day two (seven hours) focuses on Operations/Deposit Compliance, and day three (three and one-half hours) concentrates on Bank Secrecy Act/Anti-Money Laundering. CPE credit is available.

Lending Compliance topics include:

  • Qualified Mortgage/Ability-to-Repay
  • Mortgage Servicing Rules
  • Mortgage Loan Origination Compensation
  • HOEPA changes
  • Appraisal changes under Reg Z & Reg B
  • Escrow
  • Biggert-Waters Act of 2012
  • Fair Lending/Regulation B
  • CRA
  • SCRA
  • HMDA

Operations/Deposit Compliance topics include:

  • UDAP (Unfair & Deceptive & Abusive Act/Practices)
  • Regulation DD
  • Overdraft updates
  • Regulation E
  • Advertising
  • Social Media
  • Garnishments
  • Privacy
  • Account Management

Bank Secrecy/Anti-Money Laundering topics include (half-day):

  • Due Diligence & Enhanced Due Diligence
  • Common Ownership aggregation
  • Electronic banking
  • Risk assessment expectations
  • Suspicious activity
  • FinCEN updates
  • Recent penalty “take-aways”

Audience: Compliance Officers, Internal Auditors, BSA Officers, Risk Managers, COOs, all other compliance personnel – regardless of prior training or experience

Location: Sessions will be held on the campus of Christian Brothers University, located at 650 East Parkway South, Memphis,TN 38104.

Cost: The fee for Lending Compliance is $345.The fee for Operations/Deposits/BSA/AML Compliance is $475.The cost to attend both programs is $795.

Housing: A block of rooms will be available at the all-suite Holiday on Central Avenue, a short drive from CBU.The phone number to book a room is 901-678-8200.To receive the discounted rate, give the booking agent the event name Barret School of Banking.

Instructor: Terri Thomas, J.D. is Legal Department Director for the Kansas Bankers Association, and manager of its subsidiary, Kansas Bankers Consulting Services, LLC.  She frequently speaks at national and state banking association programs and serves as a faculty member at the Graduate School of Banking at Wisconsin, Kansas Bankers Association, Missouri Bankers Association, and other schools.


You are registering for: Lending Compliance and Operations/Deposit and BSA/AML Compliance

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